| GS | 147.54 | 2.33 | GOLDMAN SACHS GRP | 49643 | 35736 | 0.72 | 28601 | 24460 | 0.86 |
| MS | 25.97 | 0.30 | MORGAN STANLEY | 4720 | 2886 | 0.61 | 2220 | 1360 | 0.61 |
| CME | 260.70 | 3.41 | CHICAGO MER EXC A | 3082 | 1516 | 0.49 | 2197 | 924 | 0.42 |
| NYX | 29.40 | 0.23 | NYSE GROUP INC. | 2060 | 1081 | 0.52 | 722 | 548 | 0.76 |
| AAV | 6.41 | 0.09 | ADVANTAGE ENERGY FD | 1266 | 168 | 0.10 | 967 | 114 | 0.12 |
| CBOE | 22.05 | -0.18 | CBOE Holdings Inc. | 693 | 467 | 0.65 | 199 | 129 | 0.65 |
| NDAQ | 18.65 | -0.01 | NASDAQ STOCK MKT INC | 220 | 286 | 1.37 | 107 | 153 | 1.43 |
| SJT | 22.42 | 0.94 | SAN JUAN BASIN ROYAL | 257 | 188 | 0.68 | 126 | 95 | 0.75 |
| PWE | 18.33 | -0.06 | PENN WEST ENERGY TRU | 553 | 947 | 1.77 | 110 | 54 | 0.49 |
| MSB | 30.46 | 1.46 | Mesabi Trust | 302 | 159 | 0.45 | 124 | 32 | 0.26 |
| CCME | 9.46 | 0.16 | China MediaExpress Holdings Inc. | 136 | 95 | 0.57 | 95 | 1 | 0.01 |
| PVX | 6.43 | 0.10 | PROVIDENT ENERGY TR | 428 | 246 | 0.53 | 90 | 0 | 0.00 |
| PNNT | 10.44 | 0.04 | Pennantpark Investment Corp. | 167 | 51 | 0.08 | 46 | 0 | 0.00 |
| CVA | 14.73 | -0.03 | COVANTA HLD CP | 69 | 52 | 0.39 | 28 | 4 | 0.14 |
| HGT | 18.57 | -0.10 | HUGOTON ROYALTY TR | 76 | 61 | 0.57 | 3 | 15 | 5.00 |
| FNGN | 13.18 | -0.33 | Financial Engines Inc. | 41 | 56 | 15.00 | 0 | 15 | 15.00 |
| ACAS | 5.50 | 0.07 | AMER CAP STRATEGIE | 1169 | 1261 | 1.08 | 1 | 14 | 14.00 |
| PBT | 18.56 | 0.11 | PERMIAN BASIN ROY TR | 140 | 51 | 0.10 | 0 | 10 | 10.00 |
| WAL | 6.38 | 0.07 | WESTERN ALNC BANCORP | 41 | 48 | 7.00 | 0 | 7 | 7.00 |
| LPHI | 16.12 | -0.04 | Life Partners Holdings Inc. | 63 | 244 | 9.23 | 6 | 1 | 0.17 |
| TICC | 9.69 | 0.08 | TICC Capital Corp. | 76 | 51 | 0.29 | 2 | 0 | 0.00 |
| SYA | 10.48 | -0.11 | Symetra Financial Corporation | 41 | 41 | 0.00 | 0 | 0 | 0.00 |
| MVC | 12.99 | 0.04 | MVC Capital Inc | 41 | 41 | 0.00 | 0 | 0 | 0.00 |
| SFE | 12.26 | 0.02 | Safeguard Scientifics Inc. | 51 | 41 | 0.00 | 0 | 0 | 0.00 |
| IRDM | 9.13 | -0.29 | Iridium Communications Inc. | 145 | 131 | 0.87 | 0 | 0 | 0.00 |
| DMLP | 23.91 | 0.20 | DORCHESTER MINLS | 41 | 51 | 10.00 | 0 | 0 | 0.00 |
| HEK | 4.10 | 0.02 | Heckmann Corporation | 41 | 41 | 0.00 | 0 | 0 | 0.00 |
| ASPS | 26.63 | 0.05 | Altisource Portfolio Solutions S.A. | 81 | 46 | 0.13 | 0 | 0 | 0.00 |
| BTE | 33.18 | 0.52 | BAYTEX ENERGY TR UTS | 41 | 61 | 20.00 | 0 | 0 | 0.00 |
| CHOP | 5.20 | 0.02 | China Gerui Advanced Materials Group Ltd. | 41 | 52 | 11.00 | 0 | 0 | 0.00 |
| CODI | 14.87 | 0.17 | Compass Diversified Holdings | 0 | 0 | 0.00 | 0 | 0 | 0.00 |